regulatory co-operation between the SFC and the SEC. The two regulators aim to work towards two main objectives: the mutual recognition of investment funds authorised in their respective jurisdictions for
As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help
legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in
presented under the Memorandum Of Understanding between the SEC and Chulalongkorn University, Thammasat University, Kasetsart University and National Institute of Development Administration, the leading
understanding on “Dissemination of Financial and Investment Literacy and Promotion of Savings for Students and Youth,” between Apirom Sukprasert, BAAC Manager, Ruenvadee Suwanmongkol, SEC Secretary-General, for
Bangkok, November 27, 2006 ? The SEC, Thailand has pushed forward active cooperation and exchange of information among capital market regulators at the recent annual meeting of the International
Rapid changes from technological advancements, consumer behavior and greater expectations of investors are causing listed companies to adjust their business strategies by incorporating good governance and corporate social and environmental responsibility as part of the company's business plan. SEC has issued guidelines that reflect such necessities in the Corporate Governance Code for Listed Companies (CG Code) as well as the Investment Governance Code for Institutional Investors (I Code)....
SEC has teamed up with the United Nations Development Program (UNDP) and the Global Compact Network Thailand (GCNT) in organizing a seminar titled, “From ESG to SDGs : Integrating SDGs Impact Measurement and Management Framework in Business and Investment Strategies” with an aim to move forward the Thai capital market’s sustainable development and promote the private sector’s compliance with the UN Sustainable Development Goals (SDGs).The seminar was held at The Athenee Hotel Bangkok, on 24 Febr...