technology risk framework 1 สงิหาคม 2565 การอบรมการใชง้าน ระบบ ESUBMISSION 2©Copyright ระบบ ESUBMISSION : วตัถปุระสงค์ เป็นชอ่งทางอ านวยความสะดวกใหก้บัผูอ้อก หลกัทรัพย ์ตวักลาง และอืน่ๆ ในการจัดสง่
technology risk framework รวมคลปิบรรยาย ระบบ ESUBMISSION Phase 2 1 สงิหาคม 2565 2©Copyright ภาพรวมระบบ ESUBMISSION เน้ือหา 1. วตัถุประสงคข์องระบบ ESUBMISSION 2. การประยุกตใ์ช ้Digital ID ภาครฐั 3. ร
policy to invest in structured notes, the risk level could range between level 4 and level 8, depending on the return structure of underlying assets. ▪ Investors who can accept the volatility of
structured notes, the risk level could range between level 4 and level 8, depending on the return structure of underlying assets. ▪ Investors who can accept the volatility of alternative assets prices which
that do not suit this CIS High risk 6 has a net exposure in equities with the fiscal annual average of not less than 80% of the NAV. ▪ Investors who can accept the volatility in equity prices as this may
. 14.7 Beta The mutual fund’s volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the volatility of the stock market of
the securities clearing house, including credit risk and liquidity risk. The financial resources shall be assets with high liquidity and low-price volatility which may be any of the following assets: (1
which may affect the margin rate, including types, characteristics and ratio of the margin by at least including the following details: (1) daily calculation of the risk value based on price volatility
%0) 1E++)+rEE # (risk parameters) 2 " $ (price) ).$# !. . "' 3 RR (volatility) )# !. J0 %0(. ++) (price change) = + 8% #%.(' SET 50 3."'+3 S(' large market capitalization / # !. +,$R&.( ' SET 50 3
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with