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page. Save and Close × Home > Laws/Regulations > Handbooks / Best Practices Handbooks / Best Practices SHARE : Detail Content Fund Raising FORM 56-1 : Annual
working paper which must be maintained as a record for a minimum of 3 years; Reporting to the SEC of any non-cooperation cases of the clients. Failure to report to the SEC will be deemed FAs' flaws
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(ARFP) SHARE : Detail Content The Asia Region Funds Passport ( ARFP ) is an international initiative led by Asia-Pacific Economic Cooperation (APEC) that aims to facilitate cross-border offerings of