concerning the value of securities or the suitability of investing in those securities and managing funds of a person or group of persons to acquire benefit from securities in consideration of a fee or other
securities or the suitability of investing in those securities of a person or group of persons to acquire benefit from securities in consideration of a fee or other remuneration, which was committed through
Siam Knight Fund Management Securities Co.,Ltd. Between December 12, 2016 and July 1, 2019, Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), a fund management and investment advisor company
Siam Knight Fund Management Securities Co.,Ltd. Between December 12, 2016 and July 1, 2019, Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), a fund management and investment advisor company
Market Advisory Board violated section 113 of the Securities and Exchange Act B.E. 2535. Bualuang Securities used 3 accounts of asset management companies for the benefit of other customer. SEC Act S
Mr. Jeremy Lechemere King Between December 12, 2016 and July 1, 2019, Mr. Jeremy Lechemere King, chief executive officer of Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), failed to order
Mr. Jeremy Lechemere King Between December 12, 2016 and July 1, 2019, Mr. Jeremy Lechemere King, chief executive officer of Siam Knight Fund Management Securities Co.,Ltd. (“SKFM”), a fund management
2018, Mrs. Kotchakorn sold PTG stocks by using such inside information through her securities trading accounts. 03/08/2023 agreed to comply with civil penalties determined by the Civil Penalty
Mr. Ramesh Kumar Narsinghpura Mr. Ramesh Kumar Narsinghpura knew or possesed the inside information about the sale and purchase agreement of Thai Plaspac Public Company Limited (TPAC) securities
Mr. Ashok Jain Mr. Ashok Jain knew or possesed the inside information about the sale and purchase agreement of Thai Plaspac Public Company Limited (TPAC) securities among MODERN, the major