as well as the deliberations of a Working Group in May 2010. The report was en- dorsed by consensus at the annual meeting of the Asian Roundtable, 3-4 October 2011 in Bali, Indone- sia. The next phase
responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others; Promptly deal with identified issues and misconduct
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
, issuance and settlement of securities, and organization of shareholders? meetings, etc., (2) facilitating businesses? access to necessary information under possession of governmental agencies for the benefit
] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
?FTYPE=M&PID=0602&PYR=2555 Financial Statement - A5 : ASSET FIVE GROUP PUBLIC COMPANY LIMITED ASSET FIVE GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public/idisc/en/FinancialReport/FS
?FTYPE=M&PID=0602&PYR=2555 Financial Statement - A5 : ASSET FIVE GROUP PUBLIC COMPANY LIMITED ASSET FIVE GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public/idisc/en/FinancialReport/FS
/public/mrap/MRAPView.aspx?FTYPE=M&PID=0068&PYR=2564 Financial Statement - EP : EASTERN POWER GROUP PUBLIC COMPANY LIMITED EASTERN POWER GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public
shareholders? meetings, etc., (2) facilitating businesses? access to necessary information under possession of governmental agencies for the benefit of due diligence and know-your-client assessments (DD/KYC), (3