securities company shall provide information or evidentiary documentation related to verification of identity of its clients , the ultimate beneficiaries for the securities trading of the clients and the

house or the SEC Office: (a) identifiable information manifesting the client and all persons who are the beneficiaries of derivatives contracts, both directly and indirectly; (b) the purposes of

) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3) indicating the