และตลาดหลักทรัพย์ (ก.ล.ต.) จึงมีแนวคิดในการปรับปรุงเกณฑ์ KYC โดยเสนอหลักการในการทำความรู้จักลูกค้าแบบง่าย หรือ Simple KYC สำหรับผลิตภัณฑ์การลงทุนที่มีความเสี่ยงต่ำ* เช่น มีสภาพคล่องคล้ายเงินฝาก มีการ
a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner
the criteria in order to keep it current. Consideration is given to the fact that the rates of fee should be equivalent, simple, and appropriate for the capital market environment , for example
selection will be based on knowledge and expertise in the capital market, other related experiences that will be beneficial to the position as well as good governance and ethical behaviors.Those interested
?s selection will be based on knowledge and expertise in the capital market, other related experiences that will be beneficial to the position as well as good governance and ethical behaviors.Those
vote of the unitholders who have attended the meeting and have the voting right. For PE Trusts, such resolutions must be approved by a simple majority of unitholders with voting rights (not counting
needs and size of its business; (2) “fundraising tools” to make ones know and understand fundraisings in different forms and channels through an easy and simple presentation and have clear pictures
discipline, training students on correct financial management principles, encouraging responsibility and instilling the habit of spending time on activities that are beneficial to the community by
, both the Board of Directors and the Audit Committee view that such transaction is reasonable and beneficial to the company. However, the independent financial advisor is of the opinion that the
the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures