comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose the following orders: rectification of non-compliance operation, restriction of
Management of Mutual Fund 10. Scheme amendment (1) Amendments that are deemed approved by the SEC 1. Beneficial to the unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of
Management of Mutual Fund 10. Scheme amendment (1) Amendments that are deemed approved by the SEC 1. Beneficial to the unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of
any classification of the investment units; 6 . The mutual fund shall not require an approval or waiver from the SEC. The mutual fund that provide beneficial interest for investors in the form of a
any classification of the investment units; 6 . The mutual fund shall not require an approval or waiver from the SEC. The mutual fund that provide beneficial interest for investors in the form of a
of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative
(PO) Approval Qualifications and approval rules - The approval will be granted upon the registration of the transfer restriction, features of the instruments, draft terms and conditions and a
- Applicable to the offering of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a
bills and bonds. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a bondholders
approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds