-- DRAFT Principles -- (Unofficial Translation) PAGE (Unofficial Translation) - 2 - Readers should be aware that only the original Thai text has legal force and that this English translation is
) principles for contacting and providing services to clients, intermediaries remain obliged to continue following such principles, as prescribed in Clause 30(1) of the Notification of the Capital Market
ภาคเอกชนอื่น -> credit rating ต่ำกว่า investment grade company limit ≤ 20% หรือ benchmark + 10% (ข้อ 61 และข้อ 69 ประกาศ สน. 24/2552) ≤ 15% หรือ benchmark + 10% (ข้อ 62(2) ถึง (8) และข้อ 69 ประกาศ สน
market. Division 2 Principle for business operation of an intermediary _____________________________ Clause 3 For legitimacy of business operation, an intermediary is obligated to the principles as
the Securities and Exchange Commission No. KorThor. 18/2554 Re: Principles for Undertaking Securities and Derivatives Businesses __________________ By virtue of Section 14 of the Securities and Exchange
auditing standards and I will perform audit work in compliance with the standards; 7. I entirely understand the Generally Accepted Accounting Principles (GAAP); 8. I entirely understand my responsibilities
International Standards on Auditing and I will perform audit works in compliance with the standards. 7. I entirely understand Generally Accepted Accounting Principles (GAAP). 8. I entirely understand my
operation, an intermediary is obligated to the principles as prescribed in the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives
ความต่อไปนี้แทน “(1) ผลการดำเนินงานของกองทุนรวมที่จัดทำขึ้นตามหลักเกณฑ์ที่สมาคมกำหนด ในกรณีที่สมาคมมีการกำหนดหลักเกณฑ์เกี่ยวกับการวัดผลการดำเนินงานของกองทุนรวมโดยเปรียบเทียบกับตัวชี้วัด (benchmark) ตัว
results not lower than Broadly Implemented or equivalent based on the Objectives and Principles of Securities Regulation of the International Organization of Securities Commissions (IOSCO) regarding