. In cases where the assets recorded in a client’s account belong to a third party and are deposited as collateral for the benefit of such client, the securities company shall record the name of the
receipt or payment of the assets; (2) amount and category of the assets; (3) the cause of receipt or payment of the assets. In case where the assets under the client’s account belong to the third person
addition, the said transaction is considered as a disposal of asset, notwithstanding, does not belong to a disposal of significant asset of listed company. 7. Rationale and necessity of the transaction
prohibited under section 126(1) and section 139(5), as the case may be; (1) Management company obtained the soft commission from any person for its own account, deriving from the service offered by such person
which prohibited under section 126(1) and section 139(5), as the case may be; (1) Management company obtained the soft commission from any person for its own account, deriving from the service offered by
(if any). In this regard, in case of principal asset, it has to be covenants in accordance with Clause 12. (2) in case the REIT has a policy to invest in or possess other assets besides the principal
, decreased by 65.62 million Baht due to the declining of retention amount belong to Prasae-Nongplalai pipeline project. Note: According to the debentures and long-term loan agreements, the company was required
acts under the provisions of this Act or other laws. In exercising the power and duty of the Office under the first paragraph, the Office shall have the power to: (1) own, possess, hold any proprietary
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for