Securities and Exchange Act B.E. 2535 to allow qualified financial institution or such other legal entities to undertake such securities business by means of being shareholders of newly established company
the AIFs established in Europe or/and; 4. being the master fund in which an AIF in Europe invests at least 85 % of its assets in units or shares(Note: AIFMD is not applicable to the case that a fund
throughout the term of the bonds. 4.3 There is no ground to suspect that the lead regulator of the capital market of the country wherein the issuer is established is unable to provide an assistance to the SEC
frameworks. Later, a number of independent audit regulators established in the course of the implementation of IOSCO's Principle of Auditor Oversight co-founded the International Forum of Independent Audit
, or similar activities; 3. To undertake any other business approved by the SEC . In July 2002, the SET established the Corporate Governance Center to help listed companies develop their
, or similar activities; 3. To undertake any other business approved by the SEC . In July 2002, the SET established the Corporate Governance Center to help listed companies develop their
the country wherein the issuer is established is unable to provide an assistance to the SEC Office. 7. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint
-transferable ownership/concessions; investment in subsidiaries of infra trusts (holding shares at a minimum of the supermajority proportion required by the country in which the company is established. In case
About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
established an anti-corruption policy? If not, when will the company begin to develop such policy? 2. In case of an anti-corruption policy already put in place, has the company laid out a management structure