duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an

also the major shareholder of LPH. The relationships among parties are as follows: Shareholders Holding Shares & Being Director (/) in LPH Holding Shares & Being Director (/) in LPHD Holding Shares

of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3

skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of

from being shareholders or being authorized by agreement or any other acts, particularly any person possessing any of the following characteristics: (a) Any person who has the voting rights, whether

July 2009 shall be repealed. Clause 3 In this Notification: “asset” means land, structure, machinery, equipment, long-term lease, patent or intellectual property being eligible to be assessed under

operation of the company in a significant manner, whether as a result of being a shareholder or authorized under an agreement or any other matter, especially a person falling under any of the following

period; (2) in case such person has been vacated from the approved position due to any cause other than being revoked the approval by the SEC Office such as the expiration of the term of office and such

approval shall be terminated after the lapse of such period; (2) in case such person has been vacated from the approved position due to any cause other than being revoked the approval by the SEC Office such

” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in-depth information on each client in