report of the sale results within 15 days. ESOP Rules Can be divided into two cases according to the effects on shareholders: In case of a possible high dilution effect: Means the number of shares being
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being banned under the law on Supervision of Financial Institutions, either Thai or foreign
(PP-10) Private Placement to Institutional Investors (II) Private Placement to High Net Worth Investors (HNW) Public Offering (PO) Approval Qualifications and approval rules
) Private Placement to High Net Worth Investors (HNW) Public Offering (PO) Approval Qualifications and approval rules - Applicable to the offering of bonds only. - For the offering of bonds, the
Securities Structured Notes Private Placements to Limited Number of Investors (PP-10) Private Placement to Institutional Investors (II) Private Placement to High Net Worth I nvestors
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
financial institution with credit ratings in the first four categories by an approved credit rating agency. (4.2) Exchange traded funds (ETFs) An ETF shall comply with the following rules: Being an
financial institution with credit ratings in the first four categories by an approved credit rating agency. (4.2) Exchange traded funds (ETFs) An ETF shall comply with the following rules: Being an