requirements, and restrictions. 1.2 The agreement for the management of a private fund or provident fund shall have the following features: (1) The agreement does not contain a statement that the private
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> Establishment of Mutual Funds > Amendment to scheme information before registration Regulations SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration
2.2 Securities trading by taking advantage of the information related to a trading orders of securities or derivatives of any client before completing the order of such client (Section 244/1 and
and expecting fair procurement and contracting, including fair contract or agreement conditions, providing access to training, developing potential and enhancing production and service standards in line
restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license