operators, professionals, and listed companies, and become important tax units that create sizable revenue to the country. As the Thai capital market has been developed to become increasingly efficient and
lawyer or the Lawyers Council of Thailand under the Royal Patronage. How SEC Complaint Center handles a complaint: ● SEC Complaint Center will commence handling of your complaint when it has been
the securities sector. The SEC has been an ordinary member (with voting right) since 1992 and a member of the Presidents’ Committee, the Growth and Emerging Markets Committee (GEMC), and the Asia
judgments; ● Repeated complaints of the same matters that have already been clarified by the SEC, without new information or additional supporting evidence; ● Claim for damages or compensation or private
Foundation of the SEC About Us SHARE : Detail Content The Foundation of the SEC The capital market has always been a major venue for fund mobilization of business sectors. Yet, prior to the SEC
) Fully Implemented, (2) Broadly Implemented, (3) Partly Implemented, and (4) Not Implemented. Most jurisdictions accept assessment grade of Broadly Implemented or above. FSAP Results The SEC has been
Board on October 1, 2007. It has been reviewed periodically since then to ensure appropriateness, topical consistency and compliance with relevant laws. The SEC Code of Governance imposed on board members