under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
Trust and Standards of Practice The Notification of the Capital Market Supervisory Board No. GorRor. 6/2558 Re: Regulations for Becoming a Settlor and a Trustee for an Infrastructure Trust Notification
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
necessary and reasonable. 2. Rules for considering Associated Persons 2.1 In the case of normal persons: the unitholders, the spouse and children not becoming sui juris, and the private fund of such
trustee account; ensure that the units are not allocated to investors who are not high net-worth, in case of offer for sale solely to high net-worth investors; oversee to prevent the trust from becoming a
market currently operated by Finnet Innovation Network Co., Ltd. The outsourcing should be justifiably arranged and not becoming an empty box (without business operations). The intermediaries are
high net-worth, in case of offer for sale solely to high net-worth investors; oversee to prevent the trust from becoming a private trust; perform duties as required by laws and provisions set out in the