Facebook Page ชื่อ Trading on the stock exchange : Unlicensed securities and derivatives business (Disclosure Date : 13/12/2023)
The SEC has disclosed the statistics on the reporting of investment scams in the capital market through the Investment Scam Hotline 1207, extension 22. The reporting system is also available on
On 17 May 2022, the Capital Market Supervisory Board Meeting No. 4/2565 passed a resolution approving in principle the proposed amendments to the regulations on approval for issuance and offering for
Facebook page “Sawakami Securities Company buys and sells on the stock market” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business
SEC Secretary-General Ruenvadee Suwanmongkol said: “The free-float criteria are specified by SET with the SEC Board’s approval. They carry a significant importance to the trading liquidity of listed
levels; and · require the Ethics Partner to carry out appropriate investigations, where the audit client or a third party calls into question the integrity, objectivity or independence of the audit firm. 8
decisions for audit client; · operate an enforcement mechanism to promote compliance with the policies and procedures; ขึ้ · require the Ethics Partner to carry out appropriate investigations, where the
2001 under the SEC Act B.E. 2535 (1992), the Provident Fund Act B.E. 2530 (1987), and the Provident Fund Act (No. 2) B.E. 2542 (1999) Criminal Proceedings on Major Cases during 1993 - 2001 International