work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website. Make corrections in the form as advised by the SEC after the
work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website. Make corrections in the form as advised by the SEC after the
consideration of the case except when it is necessary and appropriate for the SEC to take a prompt action to prevent severe damage or a negative impact on public interest, or when a chance to clarify cannot be
from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the original scheme; 4.2 The unitholders received the investment capital and the returns upon
from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the original scheme; 4.2 The unitholders received the investment capital and the returns upon
increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an arrangement after having obtained special resolution of the unitholders. (3
increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an arrangement after having obtained special resolution of the unitholders. (3
in accordance with the plan ( c ) experiences negative NCs for 5 consecutive days, or ( d ) fails to fulfill its obligations as to clearing and settlements, all operations must be ceased while risks
bondholders' representative). (original requirements) - Applicable to the offering of bonds only. - Application shall be submitted for an approval. The following qualifications will be considered: 1
bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). (original requirements) - For the offering