SEC Help Center Whistleblower Filing a tip (whistleblowing) means providing information that can be used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who
fails to provide a satisfactory solution and the matter is liable to violation of the laws enforced by the SEC, a complaint may also be submitted to SEC Help Center. The list of the licensed
four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download SEC organization chart. SEC Board Capital Market Supervisory Board SEC Executives The
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
information and make confident decisions on investment. The capital market is operated with fairness, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits
four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download SEC organization chart. SEC Board Capital Market Supervisory Board SEC Executives The
of filing a complaint against SEC executives or staff for alleged improper or unfair duty performance, in which case a special committee will be appointed to consider the case and conduct an
enhance the SEC’s enforcement capabilities. This reflects SEC’s continued commitment to improve our supervisory standards to be widely recognized in an international arena. More details on IOSCO MMoU
complaint together with relevant facts and evidence via the cahnnels below (24 hours everyday). The complaint will be handled by a special committee to ensure transparency and fairness. HR Director Tel/Fax
for four-year term and upon completion of their term may be reappointed but not for more than two consecutive term. Currently, the CMSB comprises as follows: The Capital Market