Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
Contract that is not subject to the Act, BE 2546 derivatives.
Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.
Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange
Practical Guidelines for Business Continuity Management
Exemption on Amendment of Mutual Fund Management Scheme and Management Fees Collection
Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund
Re: Guidelines Relating to Operating Systems of Fund Management Business
Rules Conditions and Procedures for Management of Funds (No. 2)