should be received. 2.2 Improving fund voting mechanism for revision or modification of mutual fund project or management procedure Revision or modification of mutual fund project or management procedure
15 The following provision shall be added as Section 124/1 of the Securities and Exchange Act B.E. 2535: “SECTION 124/1 For the management of a mutual fund, a securities company shall proceed with
prohibited characteristics in accordance with Section 9 and shall not be a director, a manager, a person with power of management, an officer, an employee, an advisor or any other positions of securities
the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His
Minister shall be Thai national and shall not possess any prohibited characteristics in accordance with Section 9 and shall not be director, manager, person with power of management, officer, employee
defense, or take any other acts to complete the management of the asset deemed to be owned by customer. 15 In proceeding under the second paragraph, the official receiver and the SEC Office may authorize
. 2535, as amended by the Securities and Exchange Act (No. 4) B.E. 2551, shall be repealed and replaced with the following provisions: “SECTION 59 A director, manager, person who holds management position
following the date of its publication in the Government Gazette. SECTION 3. The definition “mutual fund management” in Section 4 of the Securities and Exchange Act B.E. 2535 shall be repealed and replaced
account shall be prepared to segregate the assets of each investment policy, provided that the incomes and expenses incurred from the management under a particular investment policy shall be recorded as