. Basic shareholder rights are well established, and shareholders freely trade their shares, participate in shareholders meetings—including by proxy—and receive a range of information from listed companies

. II) The rights and equitable treatment of shareholders and key ownership functions; The chapter identifies basic shareholder rights, including the right to information and participation through the

technology and international co-operation among relevant authorities.  Managers, board members, and controlling shareholders should disclose structures that give insiders control disproportionate to their

. Disclose implementation Shareholders, investors, other stakeholders and other parties expect that listed companies will disclose their implementation of the principles, whether they are strictly complied

Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities

disclose relevant information and have to keep them updated in all cases. This was a departure from the previous regulations which required such disclosure only when the offering was made to the public

notification is implemented/enforced practically, transparently and effectively. ​10. ​Seek approval from SEC Board/CMSB/SEC Office before the notifications become effective *  ​11. ​Publicly disclose in the

to strengthen compliance Promote transparency in the initial public offering (IPO) share allocation process ● Required issuers to disclose their allocation methodology and clearly identify in the

widely used as fund-mobilizing devices without any requirements to disclose information to the public. This however leads to a problem of investors lacking necessary information to study, analyze, and

, performance evaluation against the SEC’s objectives and plans, and prevention of conflicts of interest. (5) Disclose relevant information and communicate with market participants effectively and with integrity