Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify __________________________________________________
/We affirm that the units of the NRI CIS have been or would be offered for sale in Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No
be under the banning order of sale. Chapter 3 Offering for Sale Regarding Units of Foreign Collective Investment Scheme to General Investor _________________________ Clause 7 Units of a foreign
be under the banning order of sale. Chapter 3 Offering for Sale Regarding Units of Foreign Collective Investment Scheme to General Investor _________________________ Clause 7 Units of a foreign
the NRI CIS have been or would be offered for sale in Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify
และรายงาน ประจ าปี ได้หรือไม่ 20 เอกสารแนบท้ายหนังสือเวียน ข้อ 4.13 หน้า 8 ระบุตัวอย่างสถานการณ์ที่ควรก าหนด restrict list ว่า บริษัทจัดการอยู่ระหว่างเตรียม ก าหนดการจ่ายเงินปันผลให้แก่ผู้ถือหน่วยลงทุน
remedy the emergency situation related to security; re: to prohibit the people gathering, carrying out activity and conspiracy concerning the risk to spread the disease in the country except the family
the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
enhance rules that prohibit board members, key execu- tives, controlling shareholders and other insiders from taking business opportunities that might otherwise be available to the company. At a minimum
office to close temporarily or permanently or prohibit establishment of additional branch offices. Clause 9. Where any management company has been provided services in the form of a service office