being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc. and obtain approval from the shareholders' meeting on the offering of shares not less than one year
director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being banned under the law on Supervision of Financial Institutions, either Thai or foreign
least 2 persons shall be lead appraisers obtaining approval from the SEC; Not appearing that the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and
audit firm; (5) not possessing any prohibited characteristics as prescribed by the SEC. Audit Firm Qualifications (1) having audit quality control system which is in compliance with the International
qualifications and do not possess any prohibited characteristics as specified by law, and at least two of whom having management experience at listed or securities firms. Expert board members each hold office
: Having received an explicit resolution of the shareholders' meeting to approve the offering and such resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion
qualifications and do not possess any prohibited characteristics as specified by law, and at least two of whom having management experience at listed or securities firms. Expert board members each hold office
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
Personal Records and Non-Prohibited Characteristics (Supplement for Form 19-1) F orm for Summary of Digital Token Trading Transactions Via an ICO Portal Financial Advisor Appraiser ICO Portal SHARE : For