• Mutual Fund Management ○ Advertising ○ Procedure for Incorrect Pricing ○ Procedure for the default by Issuer ○ Transaction with Connected Person ○ Liquidation ○ NAV Calculation
)” – liquid assets less liabilities and risk haircuts – to ensure that there are sufficient liquid assets to absorb losses, maintain stable financial status and, in the event of insolvency, prevent damage to
medium-sized enterprises (SMEs) with 10 areas of indicators, covering the life of business from starting a company to resolving insolvency. Assessment criteria 1. Measurement on procedures in
compliance with the Bankruptcy Law, the provisions in relation to duties and responsibilities of director and executive under Section 89/22 shall apply to the following persons: (1) Interim executive, planner
shall apply, mutatis mutandis, to interim executives, planner, plan administrator and interim plan administrator under the Bankruptcy Law, as well as liquidator. Thus, the plan administrator must ensure