sufficient information disclosure for shareholders? decision-making. Under the proposal, an application for offshore convertible debenture offerings must be jointly prepared by SEC-approved financial advisor
Bangkok, May 26, 2014 ? The SEC requires an application and information disclosure for offshore offering of convertible debentures (CD) be jointly prepared by CD issuer and SEC-approved financial advisor (FA) while more comprehensive disclosure of information about dilution effect are mandatory. The revised regulations will be effective by this June. SEC Secretary-General Vorapol Socatiyanurak revealed that ?the Capital Market Supervisory Board (CMSB) requires application and information disclos...
offering securities in the category of debenture without approval. Following referrals and the SEC's further investigation, it was found that Prasit, chief executive officer of Mandawee Tour, had held a
debenture crowdfunding,” SEC Assistant Secretary-General added. SEC revised its regulations and drafted notification on crowdfunding by including debentures as one of the securities offered. The
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนายไพบูลย์ ดำรงวารี ผู้อำนวยการ ฝ่ายจดทะเบียนหลักทรัพย์ 2 ได้ร่วมสัมมนา หัวข้อ “ROCKET LAUNCHER EP.02 CONVERTIBLE DEBENTURE WEBINAR
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนายไพบูลย์ ดำรงวารี ผู้อำนวยการ ฝ่ายจดทะเบียนหลักทรัพย์ 2 ได้ร่วมสัมมนา หัวข้อ “ROCKET LAUNCHER EP.01 CONVERTIBLE DEBENTURE WEBINAR” รวม
In a case that at the minimum 80% of targeted fundraising amount in crowdfunding project are subscribed, this is regarded as successful debenture crowdfunding. This regulatory revision aims to
consultant for three months, which is counted as part of the five-year ban, SEC shall continue to ban her from re-entering the industry for another four years and nine months, starting from 15 January 2020
characteristics**. The SEC has set the period of the ban for one year, starting from 5 September 2018, during which Mr. Thanawat cannot serve as a director or executive of a securities company or a listed company
proceeding, starting from 6 October 2016.In this case, the ban was not resulted from a criminal complaint initiated directly by the SEC, but from a criminal charge of the public prosecutor. The SEC had