: Clause 1 Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an
Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
LIMITED 28 November 2013 12 INFINITI UNIT INVESTMENT SECURITIES COMPANY LIMITED 25 February 2016 13 AEKINVESTMENT INVESTMENT ADVISORY SECURITIES COMPANY LIMITED 20 January 2017 14 ROBOWEALTH MUTUAL FUND
Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulation as follows: Clause 1 Any securities company obtained some but not all of the securities business licenses in
Derivatives Dealer Licensed Derivatives Dealer Securities Investment Advisor Securities Company and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company
specifies a minimum paid-up capital of 100 million baht for security company operating securities business in the category of securities dealing or securities underwriting or the securities company keeping
category of mutual fund management, unless it is notified otherwise: 2.1 commercial bank established and registered in the Kingdom of Thailand; 2.2 finance company or finance and securities company
duties to report misconducts of directors, managers or persons responsible for company's / securities' company operations on the following offences: Section 281/2 Paragraph 2 (Director or executive of the
Research, SCB Securities Company Limited Member of Investment Committee, Government Pension Fund Senior Vice President, Stock Exchange of Thailand Senior Economist, World Bank, Washington, DC Co-Director