interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
, “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases” to discuss samples of fraud cases taking place around the world and to raise the awareness of the
practices, and adhere to applicable laws; c) embody high standards of business ethics and oversee the implementation of codes of conduct that engender a corporate culture of integrity; d) oversee the
Challenges in driving ESG • Situational Awareness 1. • Sustainability Risks & Opportunities 2. • Board’s role in driving Sustainability Agenda 3. Purpose Statements • The mission statement up to the year 2020
appropriate capacity and experience to oversee effectively and manage all relevant activities in the interests of beneficiaries or clients. 1.4 Conflicts of interest, codes of ethics, compliance Institutional
duties and responsibilities to the Board of Director on the following matters: - Review the financial reports (quarterly financial report and annual audited financial report) to oversee that the reports
increase financial accessibility; help customers achieve Net Zero emissions and sustainable growth 5. Communication: Communicate and collaborate with all stakeholders in raising public awareness on ESG
and climate action plan elements into culture and practice. Build awareness at board level of any organizational climate strategy, portfolio risk assessments and climate action plans developed. Provide
same ground. There is also potentially confusing differences and overlap between the SEA and PLCA. In spite of wide spread training and awareness raising, market participants may not always fully
• Training and Awareness • Localized to Thailand • Community & Business Supported • Best-practices • Practical Actions SEC Classification : ใชภ้ายใน (Internal) Slide 1: Empowering Diversity: Introducing the