part by their engagement and influence. The key is to make conscious decisions about whether, and where, engagement fits into the investment strategy. For those inclined to engage, active investors—those
that it is aware of the applicable independence, integrity, and objectivity rules. 5 Does the firm communicate its policies for independence to its personnel? If yes, describe how the firm communicates
through computer software databases containing professional and regulatory literature). b. If “no,” describe how the firm obtains reasonable assurance that it is aware of the applicable independence
as those of the auditors. Being well aware of this fact, the SEC has regularly communicated and emphasized this matter to the stakeholders through various kinds of activities. For example, the SEC
/Pages/News_Detail.aspx?SECID=8166 SEC warns the public of solicitation for investment in unapproved digital assets , Facebook, Line and YouTube. The public should be aware that none of the three digital
/Pages/News_Detail.aspx?SECID=8166 SEC warns the public of solicitation for investment in unapproved digital assets , Facebook, Line and YouTube. The public should be aware that none of the three digital
/News_Detail.aspx?SECID=8166 SEC warns the public of solicitation for investment in unapproved digital assets , Facebook, Line and YouTube. The public should be aware that none of the three digital assets or ICOs
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8166 SEC warns the public of solicitation for investment in unapproved digital assets , Facebook, Line and YouTube. The public should be aware that
/Pages/News_Detail.aspx?SECID=8166 SEC warns the public of solicitation for investment in unapproved digital assets , Facebook, Line and YouTube. The public should be aware that none of the three digital
websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID