conduct transactions under other person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent
attempts to open an account or conduct transactions under other person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of
conditions of the client; (4) avoids any action which causes the client to breach or fail to comply with the restrictions or duties as stipulated by any law in case the client notified [the intermediary] about
situation, which began to spread in China since the end of December 2019, prevents foreign customers from traveling into Thailand to complete the unit transfer process, especially Chinese customers who are
securities company which prevents conflicts of interest or unfairness to clients under Clause 12(8)(d) of the Notification on Standard Conduct of Business shall include the following proceedings: (1
-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of conversations while
system to protect clients’ information, particularly trading information, which restricts access to such information on a need-to-know basis and prevents unlawful use of such information; (2) a system for