Assigned Not assigned Private Funds The private fund management company to exercise the voting rights on the client's behalf, the company shall act as follows: 1) Exercise voting rights at a meeting of
– in case of a listed company Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case
information of such foreign fund is made publicly available. i.e. A 6-month report/an annual report: (1) In a printed/ CD; (2) Publicized on the mutual fund management company's website, provided that the
fund of more than 20% of its NAV, to be disclosed within 15 days from the first day the information of such foreign fund is made publicly available. i.e. A 6-month report/an annual report: (1) In a
the case of an open-end fund, the information must be made available at office of the mutual fund management company /selling agents. Authority of the SEC Fund managers Mutual fund performance
unitholders are informed on time to make use of the information for their investment decisions; (3) In the case of an open-end fund, the information must be made available at office of the mutual fund
ratings of income guarantors+ financial highlights from the latest last three years (or as available) + RM's opinions/analyses on the guarantor's ability in fulfilling the contractual agreements
the public, as the case may be Must comply with criteria for protection of shareholders (notice calling letter, resolution of the shareholders' meeting, right to veto) Definition of a market price can
conditions will be simple which only require the decision of the shareholders' meeting, without having to clearly state that the shares are allocated to directors, employee) Securities: Shares Convertible