investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC Holidays Address SHARE : For More Information ContactUs Human Resources Department Tel. +66
Police or the Department of Special Investigation) for further investigation in accordance with the Criminal Procedure Code. After that, the inquiry official will conduct a further investigation and pass
useful evidence for SEC’s investigation shall be treated fairly and protected by law. Matters under the SEC Responsibility Complaint Handling Procedure Samples of Documents or Evidence Matters under
, the SEC shall file a criminal complaint with the inquiry official of the Department of Special Investigation (DSI) or the Economic Crime Investigation Division (ECID) of the Royal Thai Police, depending
, the SEC shall file a criminal complaint with the inquiry official of the Department of Special Investigation (DSI) or the Economic Crime Investigation Division (ECID) of the Royal Thai Police, depending
) Administrative Actions, (2) Criminal Actions, and (3) Civil Sanctions A flowchart of Procedure for Investigation and Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil
results of the consideration will be sent to the complainant after the SEC investigation has been completed; ● In case of unfair securities trading (such as price manipulation, insider trading, and
Finance; (3) the Director-General of the Department of Special Investigation; (4) the Governor of the Bank of Thailand; and ( 5) the Secretary-General of the SEC. In addition to the
inquiry official, and being under investigation by the inquiry official, or under consideration and prosecution of the public attorney or court. Qualifications of an independent director Holding no more
handling of whistleblowing complaints, including the investigation, any remedial action, and reporting to the board. 6.5.3 The board should ensure that whistleblowers are protected from retaliation as a