Stock Exchange of Thailand; “ investment unit ” means: (1) The investment unit specified under the Law on Securities and Exchange ; (2) A financial instrument or certificate representing the right of the
means the following securities: (1) the investment unit specified under the Law on Securities and Exchange ; (2) a financial instrument or certificate representing the right of the holder as the owner or
come into force on the day following the date of its publication in the Government Gazette. SECTION 3 In this Act: “trust” means legal relationship arising from a trust instrument. “trust instrument
. 4. Investments in securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other
notification of the SEC. "debenture" means any debit instrument of whatever name excluding bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender
หลักทรัพย์จดทะเบียนโดยอัตโนมัติ ( Automatic List) และมีหลักทรัพย์อ้างอิง ( Underlying Asset ) เป็นหุ้นสามัญ หุ้นบุริมสิทธิ ใบสำคัญแสดงสิทธิ หรือใบสำคัญแสดงสิทธิในการซื้อหุ้นเพิ่มทุนที่โอนสิทธิได้ที่จด
ทะเบียนโดยอัตโนมัติ ( Automatic List) และมีหลักทรัพย์อ้างอิง ( Underlying Asset ) เป็นหุ้นสามัญ หุ้นบุริมสิทธิ ใบสำคัญแสดงสิทธิ หรือใบสำคัญแสดงสิทธิในการซื้อหุ้นเพิ่มทุนที่โอนสิทธิได้ที่จดทะเบียนในตลาดหลัก
exceeding one year and shall not have any restriction on selling or transferring before maturity; (3) investing in debt instrument avaled in full amount or unconditionally guaranteed by the Ministry of
securities business in the category of: Ο securities broker; Ο securities dealer that not limited only to debt instrument; Ο securities finance. 1.1 Category of juristic person of the applicant, □ a commercial
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities