in the occurrence of an Automatic Stay, and subsequently affecting the payment of interest and the repayment of all outstanding JKN bonds. The Court set the date for the examination of the JKN
The Securities and Exchange Commission (SEC) has considered it is appropriate to change the substitution holiday for New Year’s Day from 2 January 2024 to 29 December 2023, and to confirm that 30
operators to deal with Covid-19 situation. All of them confirm the readiness to provide services related to securities trading continuously and have business continuity plans in case of emergency. In
transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the
Zipmex จะอยู่ในสภาวะการพักชำระหนี้ (Automatic Stay) ซึ่งลูกค้ายังคงสามารถถอนทรัพย์สินของตนเองได้ตามความประสงค์ และ Zipmex ยังเป็นผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลที่อยู่ภายใต้การกำกับดูแลของ ก.ล.ต. และยัง
maturity period prescribed in the disclosure document. Automatic redemption would require pre-specified terms and conditions, and investment would be limited to institutional and ultra-high-net-worth
includes measures such as automatic enrollment and default investment options, and more flexible withdrawal options from the fund; 3. revising the PVD Act to enhance the powers and
proceeds was not in accordance with the objective of the capital increase of the IPO; and the transaction was not in compliance with the liquidity management policy. If the meeting resolves to not confirm
} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was