Retirement Saving via Tax System with Behavioral Economics Implication for Regulation Retirement Saving via Tax System with Behavioral Economics Implication for Regulation แลกเปล่ียนความคดิเหน็โดย
are made directly to financial data through means other than application transactions. Systems are not adequately configured or updated to restrict system access to properly authorized and appropriate
Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board
Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm
out of the network system. [M] o In case of accession to the network system as remote access or connect to external network by using modem (dial out), it shall given an approval by the authorized person
…………................................................................. …………………………….......................................................................... telephone number…………………….. facsimile number ………………………… 2. Details for supplementing the consideration: 2.1 A license granted by the authorized organization or agency under the law (only in the case of a CB
establishing and managing Yes No the representative office abroad. 3.3 Having a ready working system comprising at least operational Yes No management, compliance and information management, and competent
limiting disclosure of such password to the relevant authorized staff only; (3) determining a control system for drawing or using hardcopy forms relating to securities trading or reimbursement such as cheque
Thailand: (1) being allowed to perform audit work under foreign law or rule; (2) being affiliated with an audit firm that has an audit quality control system and the required number of personnel; (3) meeting