establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
embezzlement by listed company’s executive(s). ● Name of executive and related person/name of company. ● Name of the authorized person. ● Payment documents of the company. ● Bank account of the executive(s
because the compliance unit is authorized to monitor staff operations according to the relevant rules and regulations, including complaint handling, coordination and reporting to the SEC in case of matters