supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
supervision include duty performance of market participants such as securities issuers,approved securities/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC
of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand and approved by the Minister of Finance. Fund mobilization The Ministry of Commerce was responsible for
company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly because the compliance unit is authorized to monitor staff operations according to
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
. ● Name of the authorized person. ● Payment documents of the company. ● Bank account of the executive(s)/company. 4 Incorrect or incomplete disclosure of financial statements or annual report of listed
than the regulated entities under our own supervision. The governance framework was approved by the SEC Board on October 1, 2007. It has been reviewed periodically since then to ensure appropriateness
และจุฬาลงกรณ์ มหาวิทยาลัย (3) Tris Rating Thailand ได้รับการขึ้นทะเบียนเป็น Approved Verifiers ภายใต้ Climate Bonds Standard ของ CBI (นับเป ็นผู ้ประเมินภายในประเทศรายแรกในไทย) ในหมวดธรุกิจขนส่งทีเ่ป็นม