operational system; · determine the event or priority of violent of problem ; · determine for solving the problem in detail; · determine the responsible officer and authorize person and having name list and
economic crisis, disaster or any other severe events widely affecting economic condition, the Minister may approve the employees or employers being unable to pay savings or contributions into the fund to
management company. Clause 6. In cases where the private fund management company invests in or holds shares of any companies as assets of a private fund, but the customer does not authorize such private fund
defense, or take any other acts to complete the management of the asset deemed to be owned by customer. 15 In proceeding under the second paragraph, the official receiver and the SEC Office may authorize
detail. Clause 7 In segregating and managing the client’s assets in accordance with this Notification, the person with the proceeding power may authorize any person to take such actions as deemed
first paragraph, the supervisor may authorize other company to perform such duty if the securities company is able to demonstrate that the authorized company is able to effectively perform duty as
authorize an agent or any other person to perform a specified act. SECTION 24/1.4 To protect the public interest or investors, the SEC Office or the person designated in writing by the SEC Office shall have
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
และเพื่อให้ทางการสามารถจัดการกับความเสี่ยงต่าง ๆ ได้อย่างฉับไว · อนุญาตออกและเสนอขายใบสำคัญแสดงสิทธิอนุพันธ์ให้เป็นแบบ auto approve เพื่ออำนวย ความสะดวกและลดภาระด้านเอกสารของเอกชน ลดขั้นตอนการทำงาน และ
movement of money and assets of the fund, and approve money and asset transferring for the purpose other than those provided in 1 and 2. 3.2 External auditor to perform the audit of the fund assets at least