approval of the offer for sale, the SEC Office might not have granted an approval for such offer for sale, the SEC Office shall have the authority to: (1) order the approved entity or its directors or
might not have granted an approval for such offer for sale, the SEC Office shall have the authority to: (1) order the approved entity or its directors or executives to clarify or disclose additional
Provincial Waterworks Authority Attention: Directors and Managers The Stock Exchange of Thailand CC: Secretary-General of the Office of the Securities and Exchange Commission, Thailand Attachment: Map of the
relations. The SFC is the principal regulator of the securities and futures market in Hong Kong and the primary authority for regulating retail funds offered to the public in Hong Kong. The role of the SFC is
, conditions and procedures prescribed and notified by the SEC Office. Chapter 2 Authority of the SEC Office ______________________ Clause 10 In the cases it appears to the SEC Office a fact causing any of the
offer for sale, the SEC Office shall have the authority to: (1) order the approved foreign entity, its directors or executives to clarify or disclose additional information within a specified period and
operation as executive, including a person who holds the position with the same authority as such person of the company. “registration statement” means a registration statement for an offer for sale of
support the reasonableness of the assumptions used in the fair value measurement of the observation decks as planned. PACE thus requested another deadline extension to 31 January 2018. If the results of the
affiliated with the audit firm; 2. I or a person with equivalent authority in the audit firm, the audit firm, other partners or equivalent, other licensed CPAs, or assistant auditors in the audit firm who has
Board concerning the Selling of Newly Issued Debt Securities and Derivative Warrants of a Securities Issuer. Chapter 2 Authority of the SEC Office ____________________ Clause 8 In the cases it appears to