world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued
-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures of illegal practices in securities and derivatives markets. - enforcement authority and
capital market" ____________________________ * The SEC represents the whole organization of the SEC with three tiers of authority : The SEC Board primarily responsible for policy formulation for market
formulated the SEC Strategic Plan for 2024 – 2026 to set the direction for the supervision and development of the Thai capital market in order to enhance confidence and sustainability within the nation. The
หน่วยงานกำกับดูแลตลาดทุนมาเลเซีย (Securities Commission Malaysia) และสิงคโปร์ (Monetary Authority of Singapore) ได้ลงนามในบันทึกความเข้าใจด้านการกำหนดแนวทางการยอมรับมาตรฐานหน่วยลงทุนซึ่งกันและกัน เพื่อ
Accounting Program (Accounting), Thammasat University Current Positions Director General, the Fiscal Policy Office Director, Electricity Generating Authority of Thailand Director, Deposit Protection
for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
organizational structure comprises three tiers of authority, namely: 1. The SEC Board responsible for policy-level regulations and oversight of market development; 2. The Capital Market Supervisory Board
activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the