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. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content
the SEC could refuse to accept the application; Having passed the test of competence or taken professional course prescribed (if any). Registration with the institute of appraisal profession It shall be
Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial
as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial
Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
executives’ knowledge,competence, honesty and working experience. Clause 2 Person intending to establish a limited company or public limited company for operating securities business in the category of venture