those persons, except that for smaller operating subsidiaries, the board may delegate this authority to the chief executive officer. (2) The duties and responsibilities of subsidiary directors
group comprise independent audit regulators from four ASEAN jurisdictions, namely the Audit Oversight Board of Malaysia (AOB), the Accounting and Corporate Regulatory Authority of Singapore
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
the same manner as the first four highest ranking executives next to the chief executive? A: Yes. Like company executives, the name and personal information on the company secretary must be disclosed
the same manner as the first four highest ranking executives next to the chief executive? A: Yes. Like company executives, the name and personal information on the company secretary must be disclosed
information regarding the company is made consistent with applicable requirements. Guidelines 7.1.1 The board should ensure that any person (including chief financial officer, accountant, internal auditor
Investment Trusts Experiences Chief Executive Officer, Association of Investment Management Companies (AIMC) Director of AIMC Member of TBMA Market Practice Committee Member of Capital Market
of Business in Capital Market 3.1 Regulatory Summary for preparation and submission of financial statements 3.2 Rules related to CFO and Chief Accountant 3.1 Regulatory Summary for
capital market" ____________________________ * The SEC represents the whole organization of the SEC with three tiers of authority : The SEC Board primarily responsible for policy formulation for market