Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for misconduct related to the offences of the investment consultants. Following an inspection report of {X1},...
Bangkok, February 12, 2016 ? The SEC is seeking public comments on draft amendments to the principles and regulations on granting of approval for marketing agents of private funds (PF) and derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015. The draft amendments have taken into account the important role of PF and DF marketing agents in soliciting investors to use inv...
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 22/06/2015 - 26/06/2015
resolved to propose the Extraordinary General Meeting of Shareholders No. 1/2019 to consider conferring power upon the Board of Director, or its agent to have authority regarding the Investment in Ordinary
Meeting has resolved to propose the Extraordinary General Meeting of Shareholders No. 1/2019 to consider conferring power upon the Board of Director, or its 4 agent to have authority regarding the
Annual General Meeting of Shareholders to consider conferring power upon the Board of Director, or its agent to have authority regarding the Investment in Ordinary Shares of S-TREK, which includes: 8 1
Academy with the Securities and Exchange Commission (“SEC”), the SET, governmental sectors and other relevant sectors and the authority to conduct any other necessary actions, including sub-authorization; 4
Academy with the Securities and Exchange Commission (“SEC”), the SET, governmental sectors and other relevant sectors and the authority to conduct any other necessary actions, including sub-authorization; 4
Investment in the Ordinary Shares of KPN Academy with the Securities and Exchange Commission (“SEC”), the SET, governmental sectors and other relevant sectors and the authority to conduct any other necessary
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing