securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
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Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial
as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial
Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5