Information of Securities Issuer stipulate that the auditor who audits and certifies financial statements of foreign entity whose securities are publicly offered in Thailand market must be approved by the SEC
offered in Thailand market must be approved by the SEC. Therefore, the SEC hereby issues the regulations on approval of foreign auditors in the Capital Market as follows; Foreign auditors who wish to be
the SEC. 4.2 As for a country fund which is a mutual fund that offers all investment units for sale to investors who are not domiciled in Thailand, the mutual fund management company may prepare the
the SEC. 4.2 As for a country fund which is a mutual fund that offers all investment units for sale to investors who are not domiciled in Thailand, the mutual fund management company may prepare the
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disqualified characters: (1) has been named by the Stock Exchange of Thailand as a disqualified person to serve as the executives of listed company; (2) has been tried in any criminal proceedings instituted by
Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of
as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial