relations. The SFC is the principal regulator of the securities and futures market in Hong Kong and the primary authority for regulating retail funds offered to the public in Hong Kong. The role of the SFC is

(UNOFFICIAL TRANSLATION) (Updated 2015) 4. Certification of Leader of Audit Firm Date ........ Month ............ Year.......... To: Secretary-General Office of the Securities and Exchange Commission

Provincial Waterworks Authority Attention: Directors and Managers The Stock Exchange of Thailand CC: Secretary-General of the Office of the Securities and Exchange Commission, Thailand Attachment: Map of the

announcement regarding the execution of long-term Power Purchase Agreements with Electricity Generating Authority of Thailand (“EGAT”) dated 31 August 2020. The total investment value for the Transaction is

(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (General Case) Authority: the Office of the Securities and Exchange Commission (public agency) Rules

(if any) Issued by Governmental Agency Photocopy: 0 copy Remark: Sign by the leader and the authorized signatory of the audit firm. 6) Result of Working Paper and the Audit Quality Control System

] has certain behaviors indicating unlawful acts subject to administrative sanction; (4) “authority” means the SEC, administrative panel and the SEC Office, as the case maybe; (5) “administrative panel

has authority to participate in decision making related to the company’s financial policy and business operation, but has no control over such policy and is not deemed as subsidiary company or joint

violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction

(Unofficial Translation) 1 Licensing Manual: Application for Approval of Capital Market Auditor Authority: the Office of the Securities and Exchange Commission (public agency) Rules, procedures and