group comprise independent audit regulators from four ASEAN jurisdictions, namely the Audit Oversight Board of Malaysia (AOB), the Accounting and Corporate Regulatory Authority of Singapore
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
directors and non-executive directors should support proper checks and balances to prevent unfettered power of decision and authority by any one individual, whereby: a) the majority of the board should be
organizational structure comprises three tiers of authority, namely: 1. The SEC Board responsible for policy-level regulations and oversight of market development; 2. The Capital Market Supervisory Board
(ACMF) International Forum of Independent Audit Regulators (IFIAR) ASEAN Audit Regulators Working Group Memorandum of Understanding (MoU) Alternative Investment Fund Managers Directive (AIFMD
Director and Chairman of the Audit Committee, Advance Info Service PCL and its subsidiaries Chairman of the Board of Directors, V Group Honda Cars Company Limited and its subsidiaries Experiences
Director and Chairman of the Audit Committee, Advance Info Service PCL and its subsidiaries Chairman of the Board of Directors, V Group Honda Cars Company Limited and its subsidiaries Experiences
for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
important information and supporting evidence to SEC Complaint Center. This includes the followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of