of illegal practices in securities and derivatives markets. - enforcement authority and effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code
of illegal practices in securities and derivatives markets. - enforcement authority and effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code
roles and responsibilities of the chairman and the CEO, or equivalent position, according to the aforesaid Notification. In addition, the SEC issued a circular letter to all financial advisors and listed
roles and responsibilities of the chairman and the CEO, or equivalent position, according to the aforesaid Notification. In addition, the SEC issued a circular letter to all financial advisors and listed