organizational structure comprises three tiers of authority, namely: 1. The SEC Board responsible for policy-level regulations and oversight of market development; 2. The Capital Market Supervisory Board
supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
), the Accounting and Corporate Regulatory Authority of Singapore ( ACRA), and the SEC Thailand . Cooperation with Foreign Regulators The SEC places a strategic focus on proactive alliance with
followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of Attorney form in case of authorizing another person to file complaint; 3. Details of the
meetings more easily and promote the exercise of voting rights to control, monitor and participate in the decision making on important matters. UPDATE: At present, the Emergency Decree on Electronic Meetings
meetings more easily and promote the exercise of voting rights to control, monitor and participate in the decision making on important matters. UPDATE: At present, the Emergency Decree on Electronic Meetings
หน่วยงานกำกับดูแลตลาดทุนมาเลเซีย (Securities Commission Malaysia) และสิงคโปร์ (Monetary Authority of Singapore) ได้ลงนามในบันทึกความเข้าใจด้านการกำหนดแนวทางการยอมรับมาตรฐานหน่วยลงทุนซึ่งกันและกัน เพื่อ
SEC with three tiers of authority : The SEC Board primarily responsible for policy formulation for market promotion and development ; the Capital Market Supervisory Board issuing rules and regulations
ภายในและการตรวจสอบภายใน (internal control and internal audit) (6) การเพิ่มมูลค่าใหแ้ก่ตลาดทุนทั้งในระยะสั้นและระยะยาว (value creation) โดยการพฒันา ปรับปรุง และเพิ่มขีดความสามารถในการแข่งขนั1 (7) การวาง
making investment decisions with confidence; being treated fairly in securities trading activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor