as follows; (1) Fast Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight  standard as that of the SEC, and b) have experience in auditing and

as follows; (1) Fast Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight  standard as that of the SEC, and b) have experience in auditing and

for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: ​​​ Securities

List of Non-eligible Assets Related Rules and Regulations Relat​ed Forms​ FAQs List of approved HK-TH MRF Fund​s​​   ​ Regulatory Summary ​ Required documents for an approval of HK-TH MRF  (for inbound

List of Non-eligible Assets Related Rules and Regulations Relat​ed Forms​ FAQs List of approved HK-TH MRF Fund​s​​   ​ Regulatory Summary ​ Required documents for an approval of HK-TH MRF  (for inbound

​​ Regula​tory Summary List of Non-eligible Assets Related Rules and Regulations Relat​ed Forms​ FAQs List of approved HK-TH MRF Fund​s​​   ​ Regulatory Summary ​ Required documents for an approval of HK-TH

Regulate About Us SHARE : Detail Content ​​​​​​​ How We Regulate  The SEC supervises and regulates the capital markets under following laws:  The law on securities and exchange;  The law governing

, regulations under the law governing accounting professions, and other additional regulations prescribed by the law governing securities and exchange; cooperating with and facilitating the SEC 's representative

Foreign Auditor (General case) Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator)​  ​   No. SEC.KorSor.(Wor) 48/2563 Subject Promotion

(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board.   The CMSB comprises